DOL Considers Changes To Fiduciary Rules

Yesterday, the DOL issued a Request for Information about its Conflict of Interest rules (“COI rules”), and the nature of the questions appears to suggest that the Department is open to significant changes. Read full article…

The Progress and Future of PEP Construction and Regulation

Apr 29, 2021

The pandemic has delayed construction of pooled employer plans (PEPs) by at least a few months,...

Jan 8, 2021

When I was fresh out of the Marines in the 1990s, I thought President Clinton should resign...

Jun 18, 2020

The DOL released its RFI on PEP and MEP prohibited transactions on 6/17/20. This article provides...

May 22, 2020

Monday is a special day. For one thing, it is the eighth anniversary of the Department of Labor’s...

Feb 17, 2020

February 13, 2020 Pete Swisher, one of the retirement industry’s most respected voices, announced...