Game Changer, Revisited: The Final Conflict of Interest Rules

It’s finally here, and the financial industry may never be the same. The final rules contain significant changes from the 2015 proposal, but the overarching theme remains the same: in the brave new world of retirement plan and IRA investment advice, everyone is a fiduciary and must follow ERISA-like rules. Read full article…

The Progress and Future of PEP Construction and Regulation

Apr 29, 2021

The pandemic has delayed construction of pooled employer plans (PEPs) by at least a few months,...

Proud to Be an American

Jan 8, 2021

When I was fresh out of the Marines in the 1990s, I thought President Clinton should resign...

The DOLs Request for Information on PEPs and MEPs

Jun 18, 2020

The DOL released its RFI on PEP and MEP prohibited transactions on 6/17/20. This article provides...

To Absent Friends

May 22, 2020

Monday is a special day. For one thing, it is the eighth anniversary of the Department of Labor’s...

Press Release: Pete Swisher and Waypoint Fiduciary

Feb 17, 2020

February 13, 2020 Pete Swisher, one of the retirement industry’s most respected voices, announced...