by Paul Fennell | Apr 24, 2015 | Articles
The Department of Labor’s Conflict of Interest Proposal creates a new fiduciary standard of care applicable only when advisors take advantage of certain prohibited transaction exemptions. If made effective, the “Best Interest Contract” standard will become the fourth...
by Paul Fennell | Apr 16, 2015 | Articles
The retirement plan industry has been waiting for an updated “definition of fiduciary” regulation from the Department of Labor since 2010. On April 14, 2015,we got it—and at first glance, it’s a game changer. Read full article…
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